全國(guó)2012年1月自考《金融市場(chǎng)學(xué)》試題  
課程代碼：00077
 
一、單項(xiàng)選擇題(本大題共20小題，每小題1分，共20分)
在每小題列出的四個(gè)備選項(xiàng)中只有一個(gè)是符合題目要求的，請(qǐng)將其代碼填寫在題后的括號(hào)內(nèi)。錯(cuò)選、多選或未選均無(wú)分。
1.二戰(zhàn)后，布雷頓森林體系下的國(guó)際結(jié)算貨幣是(      )
A.英鎊                                                             B.美元
C.歐元                                                             D.日元
2.下列不屬于貨幣市場(chǎng)的是(      )
A.同業(yè)拆借市場(chǎng)                                               B.回購(gòu)市場(chǎng)
C.票據(jù)市場(chǎng)                                                      D.股票市場(chǎng)
3.通常在同業(yè)拆借市場(chǎng)中拆入資金的機(jī)構(gòu)為(      )
A.有超額儲(chǔ)備的金融機(jī)構(gòu)                                 B.商業(yè)銀行
C.中介機(jī)構(gòu)                                                      D.央行與金融監(jiān)管機(jī)構(gòu)
4.投資者以96美元的折扣價(jià)格購(gòu)買期限為180天，價(jià)值為100美元的商業(yè)票據(jù)，它的貼現(xiàn)率為(      )
A.2％                                                               B.4％
C.8％                                                               D.16％
5.由出票人簽發(fā)，約定由自己在指定日期無(wú)條件支付一定金額給收款人或持票人的票據(jù)是(      )
A.銀行承兌匯票                                               B.商業(yè)匯票
C.本票                                                             D.支票
6.德國(guó)一家機(jī)構(gòu)在日本債券市場(chǎng)上發(fā)行的以美元作為計(jì)價(jià)貨幣的債券是(      )
A.歐洲債券                                                      B.美國(guó)債券
C.外國(guó)債券                                                      D.國(guó)際債券
7.票據(jù)貼現(xiàn)的利率與貸款利率的關(guān)系是(      )
A.前者比后者高                                               B.前者比后者低
C.一樣                                                             D.不確定
8.在我國(guó)境內(nèi)公司發(fā)行的，在香港上市的股票被稱為(      )
A.A股                                                             B.B股
C.H股                                                             D.N股
9.若X股份有限公司發(fā)行在外的總股數(shù)為5億股，資產(chǎn)總額為10億元，負(fù)債總額為4億元，則每股賬面價(jià)值為(      )
A.0.8元                                                           B.1.2元
C.2元                                                              D.2.8元
10.股票發(fā)行者只對(duì)特定的發(fā)行對(duì)象發(fā)行股票的方式是(      )
A.直接發(fā)行                                                      B.間接發(fā)行
C.公募發(fā)行                                                      D.私募發(fā)行
11.QFII是指(      )
A.合格的境外機(jī)構(gòu)投資者                                 B.合格的境內(nèi)投資者
C.私人資本基金                                               D.產(chǎn)業(yè)投資者
12.一國(guó)所制定的本國(guó)貨幣與基準(zhǔn)貨幣之間的匯率是(      )
A.固定匯率                                                      B.浮動(dòng)匯率
C.基礎(chǔ)匯率                                                      D.套算匯率
13.美元匯率下跌，將導(dǎo)致黃金價(jià)格(      )
A.上升                                                             B.下跌
C.不變                                                             D.不確定
14.下列不屬于金融遠(yuǎn)期合約特點(diǎn)的是(      )
A.協(xié)議非標(biāo)準(zhǔn)化                                               B.場(chǎng)外交易
C.實(shí)物交割                                                      D.保證金制度
15.賦予期權(quán)買者出售標(biāo)的資產(chǎn)權(quán)利的期權(quán)是(      )
A.看漲期權(quán)                                                      B.看跌期權(quán)
C.歐式期權(quán)                                                      D.美式期權(quán)
16.內(nèi)外分離型離岸金融市場(chǎng)也被稱為(      )
A.倫敦型離岸金融市場(chǎng)                                    B.紐約型離岸金融市場(chǎng)
C.新加坡型離岸金融市場(chǎng)                                 D.避稅港型離岸金融市場(chǎng)
17.市場(chǎng)價(jià)格已經(jīng)充分反映出所有過(guò)去證券價(jià)格信息(成交價(jià)、成交量等)的市場(chǎng)被稱為(      )
A.強(qiáng)式有效市場(chǎng)                                               B.半強(qiáng)式有效市場(chǎng)
C.弱式有效市場(chǎng)                                               D.無(wú)效市場(chǎng)
18.若某證券有30％的概率獲得30％的收益率，50％的概率獲得10％的收益率，20％的概率獲得－10％的收益率，則該證券的期望收益率為(      )
A.10％                                                             B.12％
C.14％                                                             D.16％
19.給投資者帶來(lái)同樣投資效用的預(yù)期收益率和風(fēng)險(xiǎn)的所有組合被稱為(      )
A.無(wú)差異曲線                                                  B.可行域
C.有效證券組合                                               D.最小方差組合
20.依法制定和執(zhí)行貨幣政策的機(jī)構(gòu)是(      )
A.國(guó)務(wù)院                                                         B.中國(guó)人民銀行
C.銀監(jiān)會(huì)                                                         D.證監(jiān)會(huì)